This course explores how identifying and documenting controls for Sarbanes-Oxley (SOX) is key to enabling the evaluation of process design . Assessors must have a strong understanding of the types and methods of internal controls . Identify controls related to Initiation, Authorization, Processing and Recording. Identify the various methods of documentation, and recognize the differences between control narratives vs. control flowcharts. Explore how to update and maintain documentation. Identify and document the various types of documentation methods to meet organizational needs. Assessors will also have to have to be able to ensure testing processes can be effectively executed. The course is designed to meet the needs of an assessment.You can only submit entirely new text for analysis once every 7 seconds.
Who this course is for:
Anyone interested in accounting, risk management, finance, or related fields.
File Name :
Sarbanes-Oxley (SOX) Identifying and Documenting Controls free download